The Maryland Securities Commissioner has barred financial advisor Timothy Pickett and his firm, Blue Anchor Capital Management, from operating i...
Securities fraud, otherwise known as investment fraud or stock fraud, is a deceptive practice in the stock market industry that influences investors to make financial decisions based on false information. The most common forms of securities fraud include Ponzi schemes and investments for which the investor was not informed of all the relevant features and risks of the investment.
Federal and state laws may provide remedies that will help you recover your lost investments, however, you may need to look to other avenues to completely recover your investments. The attorneys at Eccleston Law are experienced in other areas of financial securities, including breach of fiduciary duty, unauthorized trading, negligence, and much more. If you're an investor in need of attorneys that are experienced in financial securities, schedule a telephone conference with Eccleston Law today.
What is securities fraud?
Securities fraud involves deceptive practices that mislead investors and result in financial harm. This can include misrepresentation of investment risks, unsuitable recommendations, Ponzi schemes, or other broker misconduct. If you've lost money due to misleading advice, negligent or fraudulent actions by a financial advisor, you may be a victim of securities fraud.
How can I tell if I'm a victim of investment fraud?
If your financial advisor made unauthorized trades, recommended unsuitable investments, or failed to disclose key risks, you may have grounds for a claim. Watch for red flags like unexplained losses, high-pressure sales tactics, or account activity that doesn't match your instructions.
What are the most common types of securities fraud?
Our securities fraud lawyers can help determine the type of misconduct involved in your case. Some of the most frequent cases we handle include:
Who is liable for securities fraud?
Brokers, financial advisors, investment firms, and sometimes corporate executives can all be held responsible. If they violated securities laws or breached their fiduciary duty, you may be entitled to compensation.
Do I need a lawyer for a securities fraud case?
Yes. Securities law is complex, and the arbitration process can be challenging to navigate without legal representation. Working with a qualified investment fraud attorney significantly increases your chances of recovering lost funds.
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