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BrokerCheck Report: Examining Customer Disputes Against Centaurus Financ...

Troy N. Tremblay (CRD #4625407) of Centaurus Financial, Inc. (doing business as Tremblay Financial Services), ha...

A Look at Regulatory Events and Customer Allegations Against Stifel, Nic...

Chuck A. Roberts (CRD #2064602), currently registered with Stifel, Nicolaus & Company Incorporated, has or h...

Aegis Capital Corp. Broker Gerald Warren Seigel Has Multiple Customer Di...

Broker Gerald Warren Seigel (CRD #418229) is currently registered at Aegis Capitol Corporation in Sarasota, Flor...

A Look at Customer Allegations Against Marc M. Miller of Wedbush Securit...

According to BrokerCheck, Marc M. Miller (CRD #1133692), a broker currently with Wedbush Securiti...

Investor Claims Against Merrill Lynch Broker Alexandre Maltez

According to BrokerCheck, Alexandre Maltez (CRD #6506116), currently registered with Merrill Lynch, Pierce, Fenn...

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CFP Board Releases AI Ethics Guide for Its Certificants

The CFP Board has released a "Generative AI Ethics Guide" to address the growing use of artificial intelligence in financial advising.

BrokerCheck Report: Examining Customer Disputes Against Centaurus Financ...

Troy N. Tremblay (CRD #4625407) of Centaurus Financial, Inc. (doing business as Tremblay Financial Services), ha...

A Look at Regulatory Events and Customer Allegations Against Stifel, Nic...

Chuck A. Roberts (CRD #2064602), currently registered with Stifel, Nicolaus & Company Incorporated, has or h...

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Testimonials

I am grateful to have found an outstanding law firm that specializes in securities matters. My lawyers were extremely knowledgeable, diligent, and are skilled litigators. No stone was left upturned. As a result of their experience and tenacity, the arbitration proceeding was dismissed in my favor.

Michael E.